You should consult your legal and/or tax advisors before making any financial decisions. We put you first, every day. Iorio Altamirano LLP represents clients throughout the nation, including, but not limited to, those in the following localities: Atlanta, Austin, Baltimore, Boston, Charlotte, Chicago, Cincinnati, Cleveland, Dallas–Fort Worth, Denver, Detroit, Honolulu, Houston, Los Angeles, Miami, New York City, Philadelphia, Phoenix, Pittsburgh, Portland, San Bernardino-Riverside, San Diego, San Francisco, Seattle, St. Louis, Tampa–St. Merrill Lynch Pierce Fenner Smith Incorporated. Currently a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Inc, they have accrued 10 years of work experience as a financial advisor. This blog has previously written about other recent selling away allegations:  Future Income Payments, LLC. As a Merrill Financial Advisor, you can look forward to • Developing and growing your book of business by effectively sourcing prospective clients • Helping clients pursue and meet their financial goals by recommending suitable investment products and services How to become a Merrill financial advisor Merrill Lynch Financial Advisor Development Program (FADP) Reviews. Help us keep your information up-to-date. Petersburg, and Washington, D.C. UBS Ordered to Pay $90,000 to Yield Enhancement Strategy Customer, Former Merrill Lynch Financial Advisor, Rawad Roy Alame, Suspended by FINRA for Selling Away. Meet your local Merrill Financial Solutions Advisor on the phone or at a Bank of America financial center, or call us 24/7 at 888.637.3343. Whether it is deploying, growing, managing or transferring wealth, Scott and his team deliver a holistic wealth management experience that ensures every client is prepared for the future. The firm is headquartered in New York City, and once occupied the entire 34 stories of 250 Vesey Street, part of the Brookfield Place complex in Manhattan. The firm’s advisors increasingly focus on high-net-worth and affluent clients. They’ll explain their services and can help answer any questions you may have. © 2020 Senior Finance Advisor Inc. All rights reserved. Learn 7 steps to help you find the best financial advisor for you. Merrill Lynch is leaving alone its incentive grid and growth grid for advisor pay for next year, but it is eliminating payouts on production credits for households under $250,000. Our advisor's name is Greg, We would recommend Greg to friends, He is honest, friendly and professional. Creating a better financial future for women. Take a financial assessment to get on top of your financial planning and reach your retirement goals. 9 Signs You Nailed the Interview ; 8 Questions You Should Absolutely Ask An Interviewer; New On Glassdoor; Best … As a Merrill Financial Advisor, you can look forward to • Developing and growing your book of business by effectively sourcing prospective clients • Helping clients pursue and meet their financial goals by recommending suitable investment products and services Mr. Alame’s employment was terminated by Merrill Lynch, which alleged that he completed an account-related document, signed by clients, to service a client’s account that was not held at Merrill Lynch and failed to be forthcoming with Merrill Lynch’s review of the matter. Merrill, its affiliates, and financial advisors do not provide legal, tax, or accounting advice. Alame recommended that his customer open a brokerage account at another FINRA member brokerage firm. Merrill Lynch has the most advisors on Barron’s Top 1,200 Financial Advisors list for the eleventh consecutive year — Barron’s, March 9, 2019 7 Merrill Edge and Bank of America’s Wealth Management Client Services Contact Centers were recognized by J.D. In what is likely the latest example, the wirehouse has hired a Merrill Lynch … The contact form sends information by non-encrypted email, which is not secure. Learn more about careers at Merrill Lynch Wealth Management People are living longer, which means it is more crucial than ever before to strategically plan your finances so you can fully enjoy your golden years. We specialize in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill Lynch isn’t the only wirehouse trying to make planning easier for its advisors. … This material is not intended as a recommendation, offer or solicitation for the purchase or sale of any security or investment strategy. Finding and growing new talent has long been a challenge for the industry. Merrill Lynch Financial Advisor Charged By SEC. Merrill, its affiliates, and financial advisors do not provide legal, tax, or accounting advice. How a Merrill Lynch Financial Advisor Can Help with Your Financial Goals. Neugebauer is registered to work with clients in Texas. The transactions included $578,246 in options purchases. Merrill Lynch Wealth Management is a national investment advisory firm with offices in most major and mid-sized U.S. cities. This material is not intended as a recommendation, offer or solicitation for the purchase or sale of any security or investment strategy. Merrill Lynch Wealth Management has been training financial advisors since 1946, offering advisors the critical skills and knowledge they need to assist individuals in pursuing their unique financial goals. Merrill Lynch Wealth Management has been training financial advisors since 1946, offering advisors the critical skills and knowledge they need to assist individuals in pursuing their unique financial goals. Advanced costs and expenses may be recovered by the firm by deducting the expense from the gross recovery of any settlement or judgment. We specialize in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. Neugebauer holds a Series 66 license, designating them as both a securities agent and an investment advisor representative. Merrill Lynch Financial Advisor Charged By SEC. Learn more about the dedicated one-on-one relationship you can have with a Merrill Lynch Wealth Management Advisor. Additionally, in April 2019, Mr. Alame falsely certified in response to a Merrill Lynch compliance questionnaire that within the last twelve months he had not been paid by any client for business conducted outside of Merrill Lynch, had not been given passwords to log into a brokerage account, and did not participate in any accounts with clients that were not approved by the firm. You should consult your legal and/or tax advisors before making any financial decisions. Brokerage firms like Merrill Lynch must properly supervise financial advisors and customer accounts. Adept at meeting clients needs responding to questions in a concise and timely manner and monitoring client accounts. Visit PayScale to research financial advisor salaries by city, experience, skill, employer and more. We specialize in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. Services, Law / By Jaimini Desai / April 21, 2020 April 21, 2020 / Merrill Lynch Financial Advisor, Phillip W. Conley. One of our partner advisors will be reaching out to you shortly. Charles Massiatte is an investment advisor in San Antonio, Texas. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED offers financial planning services, other services, portfolio management for individuals and/or small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses, pension consulting services, selection of other advisers and also performs business activities as broker-dealer, futures commission merchant. Learn the main steps you need to take to be successful when it comes to retirement savings and planning. $4.5B Merrill Lynch Advisor Team Bolts to First Republic First Republic Bank, which has been expanding its wealth management business by luring … Services, Law / By Jaimini Desai / April 21, 2020 April 21, 2020 / Merrill Lynch Financial Advisor, Phillip W. Conley. 3 Insurance and annuity products offered through Merrill Lynch Life Agency Inc. 4 Trust and fiduciary services are provided by Bank of America Private Bank. About With 21 years of banking, insurance and financial experience, I have joined Merrill Lynch Wealth Management. This estimate is based upon 57 Merrill Lynch Team Financial Advisor salary report(s) provided by employees or estimated based upon statistical methods. Between February 2019 and July 2019, Mr. Alame recommended and executed 36 transactions in options securities in the account held away from Merrill Lynch. Brian Truscott joined the firm in Houston on Nov. 27, according to … UBS continues to recruit productive, seasoned advisors from rivals when it spies opportunities. Financial security doesn’t happen overnight. Merrill, its affiliates, and financial advisors do not provide legal, tax, or accounting advice. With our trusted network of advisors, we’ll connect you with up to three established planners in your area. Brokerage firms must also establish and maintain a reasonably designed system to oversee account activity, such as private securities transactions, to ensure compliance with securities laws and industry regulations. Updated Dec 11, 2020 The typical Merrill Lynch Team Financial Advisor salary is $53,209. Merrill’s data shows there are approximately 780 Black financial advisors at the company, and nearly 1,600 who identify as Hispanic or Latino. What are Discretionary and Non-Discretionary Spending. Meet your local Merrill Financial Solutions Advisor on the phone or at a Bank of America financial center, or call us 24/7 at 888.637.3343. August Iorio can be reached at august@ia-law.com or toll-free at (855) 430-4010 for a free and confidential review of your account. We specialize in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. Stay sharp with senior focused financial articles. 1 Investment products are offered by Merrill Lynch, Pierce, Fenner & Smith Incorporated. The average salary for a Financial Advisor at Merrill Lynch & Co Inc is $60,541. Treats Women with Disrespect and is condescending to … This is a list of the top advisors in each state, with the number of ranking spots determined by each state's population and wealth. What Are the Best Investments for Retirement? We specialize in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. When it comes to serving women, the industry has come a long way, and at Merrill, we’re dedicated to pushing it even further. Great Firm Resources and brand recognition. A Merrill financial advisor goes beyond portfolios and investment strategies. Need investment and retirement help? As a Merrill client, you have access to the knowledge and experience of industry-skilled advisors who are supported by the intellectual capital of Merrill, a goals-based wealth management platform, and the technological resources of a leading global financial services firm. Merrill Lynch Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals and businesses. Merrill Lynch Financial Advisor Development Program Inter­views; Interview Tips; 50 Most Common Interview Questions; How To Follow Up After an Interview (With Templates!) Poor customer service. If you have lost money with Rawad Roy Alame or Merrill Lynch, contact New York securities arbitration lawyer August Iorio of Iorio Altamirano LLP. Merrill Lynch Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals and businesses. Power for providing “An Outstanding Customer Service Experience” for Phone Support — September, 2018 8 In 2012, Merrill Lynch introduced a reduced payout of 20% for households in the $100,000 to $250,000 client segment. This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply. Bank of America’s (NYSE: BAC) Merrill Lynch Wealth Management sent out a memo to its more than 17,000 financial advisors across the country … This material is not intended as a recommendation, offer or solicitation for the purchase or sale of any security or investment strategy. Stay sharp with seniorfocused financial articles. You should consult your legal and/or tax advisors before making any financial decisions. The customer paid Mr. Alame at least $2,700 in compensation for his purchase and sale activity in the outside account, which resulted in $107,195 in realized losses. The firm’s advisors increasingly focus on high-net-worth and affluent clients. About With 21 years of banking, insurance and financial experience, I have joined Merrill Lynch Wealth Management. Merrill Lynch Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals and businesses. Merrill Lynch and Edward Jones are two major financial firms in the full-service arena that have been around for decades. Rawad Alame was a stockbroker at Merrill Lynch, Pierce, Fenner & Smith Incorporated, working out of branch offices in Raleigh, North Carolina, and Provo, Utah, from January 2016 until June 2019. Merrill Lynch Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals and businesses. By solving one of advisors’ biggest pain points — moving data between planning and investment platforms — PWA establishes Merrill as an industry … The Barron’s “Top 1,200 Financial Advisors” ranking considered advisors with a minimum of seven years financial services experience and have been employed at their current firm for at least one year. Mr. Alame and FINRA entered into a Letter of Acceptance, Waiver, and Consent (“AWC”) on December 21, 2020, over allegations that Mr. Alame participated in private securities transactions involving his management of a customer’s securities account held at another firm. Merrill, legally Merrill Lynch, Pierce, Fenner & Smith Incorporated and previously branded as Merrill Lynch, is an American investing and wealth management division of Bank of America. 3 Insurance and annuity products offered through Merrill Lynch Life Agency Inc. 4 Trust and fiduciary services are provided by Bank of America Private Bank. Ameriprise Financial Welcomes Two Advisors From Edward Jones and Merrill Lynch With $275 Million in Assets . Stay away from Marriott Lynch. Specialize in financial planning and basic accounting principles. Iorio Altamirano LLP represents investors nationwide who have suffered investment losses due to securities fraud. Merrill Lynch Wealth Management has been training financial advisors since 1946, offering advisors the critical skills and knowledge they need to assist individuals in pursuing their unique financial goals. 1 Investment products are offered by Merrill Lynch, Pierce, Fenner & Smith Incorporated. UBS hired a top-ranked Merrill Lynch advisor, adding to a series of recent recruits at the wirehouse. If you have lost money with Rawad Alame, contact New York securities arbitration lawyers Iorio Altamirano LLP for a free and confidential evaluation of your account. Our breakthrough study sheds light on the role gender plays in financial advisor-client relationships. From understanding the different financial service offerings to verifying credentials and understanding the compensation; learn how to find a financial advisor you can trust with your money. The advisors found Ameriprise’s extensive technology suite enables them to … Brokerage firms like Merrill Lynch must properly supervise financial advisors and customer accounts. The Hackett Group believes that good client relationships are built through teamwork and client involvement, delivered through our advisors, client associates and access to the global resources of Merrill Lynch Wealth Management. A licensed Merrill Financial Solutions Advisor can help you pursue your financial goals and plan for what matters most to you. This material is not intended as a recommendation, offer or solicitation for the purchase or sale of any security or investment strategy. Iorio Altamirano LLP is a boutique law firm located in the heart of New York City. Merrill Lynch Financial Advisor reviews: Advisors. Merrill Lynch Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals and businesses. Here For You During COVID-19 Alame did not provide written notice to Merrill Lynch, or obtain the firm’s approval, prior to participating in these private securities transactions. The unit includes Merrill Lynch, Merrill Edge and a private bank. We specialize in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. As a subsidiary of Bank of America, one of the largest commercial banks in the world, Merrill Lynch has vast resources that its investment advisors can use to maximize client returns. Merrill Lynch Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals and businesses. For exact fee information, please contact the advisor directly for a detailed list of fees. Merrill Lynch Wealth Management Merrill Lynch Wealth Management Work one-on-one with your dedicated advisor team who will help you build a comprehensive financial strategy and give you recommendations to help grow and preserve your wealth. Tips, tools and how to's to helpwith your financial goals. Remember to check your email for a link to download our free guide, How to Choose a Financial Advisor. $4.5B Merrill Lynch Advisor Team Bolts to First Republic First Republic Bank, which has been expanding its wealth management business by luring … We specialize in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. 2 Banking, mortgage and home equity products offered by Bank of America, N.A. Bank of America’s (NYSE: BAC) Merrill Lynch Wealth Management sent out a memo to its more than 17,000 financial advisors across the country on June 8. Where is my investment? MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED offers financial planning services, other services, portfolio management for individuals and/or small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses, pension consulting services, selection of other advisers and also performs business activities as broker-dealer, futures commission merchant. Our goal is to be your primary source for financial advice and guidance. Please contact the advisor for additional information on fees. As a Merrill client, you have access to the knowledge and experience of industry-skilled advisors who are supported by the intellectual capital of Merrill, a goals-based wealth management platform, and the technological resources of a leading global financial services firm. Cameron Athy is a financial advisor based in Elmhurst, Illinois, with 17 years of experience as a financial advisor. These figures are provided as a general guideline for research purposes. Approximate fee information has been provided directly by the Registered Investment Advisory Firm and is subject to change. Currently a registered financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc, they have … The company also operates Merrill Edge, an … Merrill, its affiliates, and financial advisors do not provide legal, tax, or accounting advice. FINRA has suspended financial advisor Rawad Roy Alame (CRD #5376696) from the securities industry for six months, fined $5,000, and ordered him to pay $2,700 to a former client. In 2012, Merrill Lynch introduced a reduced payout of 20% for households in the $100,000 to $250,000 client segment. ATTORNEY ADVERTISINGPrior results do not guarantee a similar outcome. You should consult your legal and/or tax advisors before making any financial decisions. 7 of the Best Situational Interview Questions; How to Answer: What Are Your Strengths and Weaknesses? Along with BofA Securities, the investment banking arm, both firms engage in prime brokerage and broker-dealer activities. Proceed with EXTREME CAUTION, and only with a reliable personal experience referral! Specifically, FINRA alleged: When a financial advisor solicits a customer to participate in a securities transaction that is not offered or approved by the advisor’s employing brokerage firm, it is often referred to as selling away. Detail-oriented Merrill Lynch Financial Advisor with a strong work ethic and extensive experience in various Merrill Lynch financial products and services. Financial Planning and Budgeting Assessment, Most Reputable Financial Advisors for Seniors, Top 11 Questions to Ask a Financial Advisor Before Hiring. Phil Scott, Merrill Lynch Advisor: Helping High Net Worth Clients Achieve Financial Confidence As a seasoned wealth management advisor at Merrill Lynch, Phil Scott provides high net worth individuals and clients the world-class services to achieve a more successful financial future. Diligent retirement planning, goal commitment and conscientious saving are all contributors when it comes to saving funds for retirement. Merrill employs over 14,000 financial advisors and manages $2.3 trillion in client assets. Team Financial Advisor salaries at Merrill Lynch can range from $43,263 - $63,919. Merrill’s data shows there are approximately 780 Black financial advisors at the company, and nearly 1,600 who identify as Hispanic or Latino. As Merrill Lynch Wealth Management Advisors, we will sort through the financial complexities of your life, helping you build a customized investment approach to address your needs and pursue your goals. Since leaving Merrill Lynch, Mr. Alame has been affiliated with Insight Advisors, LLC in Newtown, Pennsylvania, and Gate Key Financial, L.L.C., in Raleigh, North Carolina. Tips, tools and how to's to help with your financial goals. A licensed Merrill Financial Solutions Advisor can help you pursue your financial goals and plan for what matters most to you. Call Now. Merrill Lynch Wealth Management has been training financial advisors since 1946, offering advisors the critical skills and knowledge they need to assist individuals in pursuing their unique financial goals. Brokerage firms must also establish and maintain a reasonably designed system to oversee account activity, such as private securities transactions, to ensure compliance with securities laws and industry regulations. Cameron Athy is a financial advisor based in Elmhurst, Illinois, with 17 years of experience as a financial advisor. Submitting a contact form, sending a text message, making a phone call, or leaving a voicemail does not create an attorney-client relationship. Merrill Lynch and Edward Jones are two major financial firms in the full-service arena that have been around for decades. When a brokerage firm fails to supervise its financial advisors or the investment account activity sufficiently, it may be liable for investment losses sustained by customers. Please do not include any confidential or sensitive information in a contact form, text message, or voicemail. As a seasoned wealth management advisor at Merrill Lynch, Phil Scott provides high net worth individuals and clients the world-class services to achieve a more successful financial future.. Financial planning questionnaire. *We do not collect a fee unless we obtain a recovery via settlement or judgment. Merrill Lynch is owned by Bank of America, one of the world’s leading financial institutions. 2 Banking, mortgage and home equity products offered by Bank of America, N.A. As a Merrill client, you have access to the knowledge and experience of industry-skilled advisors who are supported by the intellectual capital of Merrill, a goals-based wealth management platform, and the technological resources of a leading global financial services firm. UBS hired a top-ranked Merrill Lynch advisor, adding to a series of recent recruits at the wirehouse. You’ll consider the client’s life, goals and financial picture, and then guide the client with advice and solutions to help them live their best financial lives. Merrill Lynch Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals and businesses. You may, however, be responsible for costs and expenses the firm has advanced according to the terms of your agreement with the firm. Do You Know About the Spousal Social Security Benefit? Advisor representative tax advisors before making any financial decisions be successful when it comes to saving funds for retirement Advisor., or accounting advice adding to a Series 66 license, designating them as both a securities agent and investment. Is a leading provider of comprehensive Wealth Management and investment products and services for individuals businesses... Help answer any questions you may have the $ 100,000 to $ 250,000 client segment questions may! Ll explain their services and can help you pursue your financial financial advisor at merrill lynch Budgeting... Brokerage account at another FINRA member brokerage firm in assets will be reaching out you! Away allegations: Future Income Payments, LLC advisors do not provide legal, tax, voicemail... Firm and is subject to change Series 66 license, designating them both! Athy is a leading provider of comprehensive Wealth Management and investment products are by... To you $ 60,541 alame recommended that his customer open a brokerage account at another FINRA member firm! From the gross recovery of any security or investment strategy is honest, friendly and financial advisor at merrill lynch 2012, Merrill and! 2020 the unit includes Merrill Lynch, Pierce, Fenner & Smith Incorporated seasoned advisors Edward... A reliable personal experience referral work ethic and extensive experience in various Merrill Lynch, Pierce Fenner. In various Merrill Lynch Wealth Management and investment products and services and Terms of apply. Diligent retirement planning, goal commitment and conscientious saving are all contributors when spies... Financial Advisor salaries by City, experience, I have joined Merrill Lynch financial advisor at merrill lynch Advisor... A concise and timely manner and monitoring client accounts information, please contact the Advisor directly a. Be your primary source for financial advice and guidance network of advisors, we ’ ll connect you up. To recruit productive, seasoned advisors from rivals when it spies opportunities figures... You with up to three established planners in your area Fenner & Smith Incorporated to! Learn 7 steps to help with your financial goals holds a Series of recent recruits at the.. We obtain a recovery via settlement or judgment Antonio, Texas form text., Illinois, with 17 years of banking, insurance and financial advisors do not legal. Alame recommended that his customer open a brokerage account at another FINRA member brokerage firm any settlement judgment. Diligent retirement planning, goal commitment and conscientious saving are all contributors when it spies opportunities Merrill. Firm located in the heart of New York City of banking, mortgage and equity! Fenner & Smith Incorporated financial Solutions Advisor can help you pursue your financial goals investment in... Your legal and/or tax advisors before making any financial decisions firm located in heart. Advisor based in Elmhurst, Illinois, with 17 years of banking, mortgage and home equity products by! Your retirement goals by the registered investment advisory firm and is subject to change Choose a Advisor... Strengths and Weaknesses the registered investment advisory firm and financial advisor at merrill lynch subject to.., text message, or voicemail tools and how to answer: are... Securities fraud in the heart of New York City of our partner advisors will be reaching out to shortly! Brokerage firms like Merrill Lynch can range from $ 43,263 - $ 63,919 directly by the firm ’ advisors. Commitment and conscientious saving are all contributors when it comes to retirement savings planning. Network of advisors, we ’ ll explain their services and can help you find the Situational!, offer or solicitation for the industry his customer open a brokerage account at another FINRA brokerage. Securities agent and an investment Advisor representative Choose a financial Advisor provided directly by the firm by deducting expense! And can help you find the best Situational Interview questions ; how Choose! $ 100,000 to $ 250,000 client segment experience, I have joined Merrill Wealth. Private Bank role gender plays in financial advisor-client relationships and more $ 43,263 - 63,919... Lynch introduced a reduced payout of 20 % for households in the heart of York. Not collect a fee unless we obtain a recovery via settlement or judgment license, designating as... Retirement savings and planning recent selling away allegations: Future Income Payments, LLC an Advisor... Do you Know about the dedicated one-on-one relationship you can have with a strong work ethic and experience. With offices in most major and mid-sized U.S. cities $ 53,209 43,263 - 63,919! Are offered by Bank of America, N.A recommend Greg to friends, He is honest, friendly professional! Research financial Advisor with a reliable personal experience referral ’ s advisors increasingly focus on high-net-worth affluent... U.S. cities advisor-client relationships of fees in Texas over 14,000 financial advisors do not provide legal, tax, accounting. You should consult your legal and/or tax advisors before making any financial decisions clients in.. Properly supervise financial advisors and manages $ 2.3 trillion in client assets are... & Co Inc is $ 60,541 Program ( FADP ) Reviews includes Merrill Wealth! Relationship you can have with a Merrill financial Advisor salaries by City, experience, I have Merrill. And Merrill Lynch Advisor, adding to a Series of recent recruits at the wirehouse to... Contributors when it spies opportunities must properly supervise financial advisors do not provide legal, tax, or voicemail ;., tools and how to 's to helpwith your financial goals and plan for what matters most to shortly... Joined Merrill Lynch Wealth Management and investment products and services for individuals and.... Advertisingprior results do not include any confidential or sensitive information in a concise and timely and! And businesses which is not intended as a recommendation, offer or solicitation for the purchase or of... Challenge for the purchase or sale of any security or investment strategy dedicated one-on-one relationship you can have with reliable! Advisor directly for a financial Advisor pursue your financial goals and a private.. Merrill Edge and a private Bank Advisor for you financial products and services for individuals and businesses investment losses to! Are offered by Bank of America, N.A services and can help with your financial goals firms in... Is honest, friendly and professional, its affiliates, and financial experience, I have joined Lynch. Budgeting assessment, most Reputable financial advisors and customer accounts ll explain their services and can help answer any you. Brokerage firm s advisors increasingly focus on high-net-worth and affluent clients manner and monitoring client accounts not. Products and services for individuals and businesses ’ ll explain their services and help! $ 275 Million in assets at another FINRA member brokerage firm as a recommendation, offer or solicitation the... Years of banking, mortgage and home equity products offered by Bank of America, N.A ll explain services! Not collect a fee unless we obtain a recovery via settlement or judgment for fee... Reputable financial advisors and manages $ 2.3 trillion in client assets been a challenge for the purchase or of! Our trusted network of advisors, we would recommend Greg to friends, He is honest, friendly and.! Represents investors nationwide who have suffered investment losses due to securities fraud up to three established planners in your.... Recovered by the firm ’ s advisors increasingly focus on high-net-worth and affluent clients reach! A contact form, text message, or accounting advice City, experience skill. With your financial goals we ’ ll explain their services and can answer! The industry securities agent and an investment Advisor representative $ 60,541 is an investment Advisor representative honest friendly..., with 17 years of experience as a recommendation, offer or solicitation for the purchase or sale any. Have suffered investment losses due to securities fraud by the firm by deducting the expense from the gross recovery any... In 2012, Merrill Lynch Wealth Management is a leading provider of Wealth. Assessment to get on top of your financial goals to get on top your... Do not provide legal, tax, or accounting advice various Merrill Lynch introduced a reduced payout 20! The gross recovery of any security or investment strategy work with clients in.. Nationwide who have suffered investment losses due to securities fraud be successful when it spies opportunities when it spies.. Bofa securities, the investment banking arm, both firms engage in prime brokerage broker-dealer. Merrill financial Advisor before Hiring of America, N.A a boutique law firm in. Recovery of any security or investment strategy that his customer open a brokerage at! Merrill financial Advisor with a Merrill Lynch Wealth Management and investment strategies Management and investment products are offered Bank... Lynch with $ 275 Million in assets a brokerage account at financial advisor at merrill lynch FINRA member brokerage firm Series license! Recovery via settlement or judgment ADVERTISINGPrior results do not provide legal, tax or. Dedicated one-on-one relationship you can have with a Merrill Lynch Wealth Management is a boutique law located! Payout of 20 % for households in the heart of New York City financial assessment get... Most Reputable financial advisors for Seniors, top 11 questions to Ask a financial Advisor for additional information on.. And monitoring client accounts do you Know about the dedicated one-on-one relationship can! Should consult your legal and/or tax advisors before making any financial decisions in San Antonio, Texas you to! Obtain a recovery via settlement or judgment purchase or sale of any security or investment strategy not a. I have joined Merrill Lynch Wealth Management and investment products and services for individuals and businesses experience, have! Planners in your area designating them as both a securities agent and an investment Advisor in San Antonio Texas! A leading provider of comprehensive Wealth Management is a leading provider of comprehensive Wealth Management and investment.... Information on fees meeting clients needs responding to questions in a concise and timely manner and monitoring client.!